WebElizabeth Blase . Counsels to Commissioner Elad L. Roisman . U.S. Securities and Exchange Commission . Date: July 28, 2024 . Re: Discussion with Human Capital … WebFrom:Elizabeth Blase, Christina Thomas, Ben Bernstein (Counsels to Commissioner Roisman) Re:Meeting with Representatives of Healthy Markets Association On May 5, 2024, Commissioner Roisman, Elizabeth Blase, Christina Thomas, and Ben Bernstein met with the following representatives of Healthy Markets: • Chris Nagy • Tyler Gellasch
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WebFrom: Elizabeth Blase, Counsel to Commissioner Hester M. Peirce Re: Meeting with Missouri Farm Bureau On July 13, 2024, Commissioner Hester Peirce and Elizabeth Blase met with representatives of the Missouri Farm Bureau, including: Mr. Garrett Hawkins, President, and Mrs. Spencer Tuma, Director of National Legislative Programs. WebElizabeth Blase met with the following individuals (collectively the “GFOA Representatives”): • Emily S. Brock, Government Finance Officers Association; and • J. Ben Watkins III, State of Florida. Among the topics discussed was the SEC’s proposal to amend Rule 15c2-12 under the Securities local senior citizen discounts
MEMORANDUM To: File No. S7-13-22 - sec.gov
WebFrom: Elizabeth Blase, Christina Thomas, and Nick Losurdo (Counsels to Commissioner Elad L. Roisman) Re: Meeting with T. Rowe Price (“TRP”) On February 24, 2024, … WebMEMORANDUM To: File Nos. S7-03-20, SR-IEX-2024-15 From: Richard Gabbert, Counsel to Commissioner Hester M. Peirce Re: Telephone Call with Representatives of Citadel Securities On June 19, 2024, Commissioner Elad Roisman and his legal advisors, Elizabeth Blase and Benjamin Bernstein, and Commissioner Hester Peirce and her legal advisor, … WebActing Chairman, and Elizabeth Blase met with the following representatives of the MSRB: • Lynette Kelly ; ... • Michael Post. Among the topics discussed was the SEC’s proposal to amend Rule 15c2-12 under the Securities Exchange Act of 1934 (“Exchange Act”) to amend the list of event notices that a broker, dealer, or indian granth